Article citation information:
Albdairi, M., Almusawi, A. Traffic
instability thresholds at freeway off-ramps under mixed autonomous-human
vehicle flows: role of AV behavioral profiles. Scientific Journal of Silesian University of Technology. Series
Transport. 2026, 132, 5-32.
ISSN: 0209-3324. DOI: https://doi.org/10.20858/sjsutst.2026.132.1
Mustafa ALBDAIRI[1], Ali
ALMUSAWI[2]
TRAFFIC INSTABILITY THRESHOLDS
AT FREEWAY OFF-RAMPS UNDER MIXED AUTONOMOUS-HUMAN VEHICLE FLOWS:
ROLE OF AV BEHAVIORAL PROFILES
Summary. Autonomous vehicles hold
significant promise for improving urban traffic efficiency and reducing
emissions; however, their impact on traffic stability at freeway off-ramps
under mixed traffic conditions remains insufficiently understood. While
existing studies have examined autonomous vehicle penetration rates in
isolation, the interacting influence of autonomous vehicle behavioral
profiles and traffic demand levels on instability at diverge zones has received
limited attention. This study investigates traffic instability thresholds at
the Eskisehir Road Golbasi Peripheral Road freeway
off-ramp in Ankara, Turkiye, using Eclipse Simulation
of Urban Mobility enhanced with the Traffic Control Interface application
programming interface, which enables real-time per-vehicle behavioral
parameter assignment, dynamic instability event detection, and high-resolution
data collection at 0.5-second intervals. A full factorial experiment comprising
195 simulation scenarios examined five autonomous vehicle penetration rates (0%
to 100%), three behavioral profiles (conservative,
moderate, and aggressive), and three demand levels (600, 1000, and 1400 veh/h). One-way analysis of variance confirmed that
autonomous vehicle behavioral profile (F=35.84,
p<0.001) and demand level (F=53.93, p<0.001) are the dominant
determinants of traffic instability, while penetration rate alone produced no
statistically significant effect (F=0.15, p=0.93). Aggressive autonomous
vehicle profiles reduced instability by up to 62.7% and carbon monoxide
emissions by up to 35.4% at high demand, whereas conservative profiles
paradoxically increased instability by up to 110.7% and carbon monoxide
emissions by up to 14.0% under the same conditions. These findings demonstrate
that autonomous vehicle behavioral calibration
represents a more decisive policy lever than fleet penetration rate alone, with
direct implications for autonomous vehicle deployment strategies at freeway
diverge zones.
Keywords: autonomous vehicles, traffic
instability, freeway off-ramp, behavioral profiles,
IDM car-following model, TraCI
1. INTRODUCTION
The
rapid advancement of Autonomous Vehicle (AV) technology has positioned it as
one of the most transformative developments in modern transportation systems.
AVs promise to fundamentally reshape urban mobility by eliminating human error,
optimizing vehicle spacing, and enabling coordinated traffic flow through
advanced sensing and communication technologies [1, 2]. However, the transition
toward full autonomy will not occur instantaneously. For the foreseeable
future, road networks will operate under mixed traffic conditions in which AVs
and human-driven vehicles share the same infrastructure at varying proportions,
creating complex interaction dynamics that are not yet fully understood [3, 4].
Freeway
off-ramps represent one of the most operationally challenging locations in
urban road networks. At diverge zones, vehicles must simultaneously decelerate,
execute lateral lane changes, and separate from the through traffic stream,
generating significant traffic turbulence under high-demand conditions [5].
These dynamics are further complicated in mixed autonomous-human traffic
environments, where the behavioral differences
between AVs and human drivers can either stabilize or destabilize flow depending
on the proportion and behavioral characteristics of
the autonomous fleet [6]. As cities worldwide pursue smart mobility targets and
sustainability goals, understanding how AV integration affects traffic
stability and emissions at critical network locations has become an
increasingly urgent research priority [7].
Despite
growing interest in AV simulation research, most existing studies focus on
basic freeway segments or signalized intersections and treat AV penetration
rate as the primary variable of interest while giving limited attention to the
role of AV behavioral calibration in shaping traffic
outcomes. The extent to which AV behavioral profiles
interact with traffic demand levels to determine instability at freeway
diverging zones remains an open and practically important question with direct
implications for AV deployment policy and traffic management.
1.1. Research problem
While
AVs are designed to maintain optimal speeds, reduce reaction times, and
eliminate driver imperfection, their interaction with human-driven vehicles in
mixed traffic environments introduces new sources of instability that are not
present in fully human-driven or fully autonomous networks [8]. This challenge
is particularly acute at freeway off-ramps, where the geometric complexity
of the diverge zone amplifies the consequences of behavioral
mismatches between AVs and human drivers.
Despite
growing research interest, critical gaps remain. Most studies treat AV
penetration rate as the sole independent variable, overlooking the role of behavioral calibration in determining traffic outcomes. The
freeway off-ramp diverge zone has received limited attention relative to basic
freeway segments and signalized intersections. The interactive effect of AV behavioral profiles and traffic demand levels on traffic
instability, defined here as hard braking events, speed variance spikes, and
near-collision conditions, has not been systematically investigated.
Furthermore, the use of Traffic Control Interface (TraCI)
for real-time per-vehicle behavioral control and
dynamic instability detection remains underutilized in existing literature.
These
gaps motivate the present study, which addresses whether AV penetration rate or
behavioral profile is the more decisive determinant
of traffic instability at freeway off-ramps, and how demand level moderates
this relationship.
1.2. Research objectives
This
study pursues the following objectives:
1. To
develop a TraCI-enhanced microscopic simulation
framework enabling real-time per-vehicle behavioral
control and dynamic instability detection at a real freeway off-ramp network.
2. To
quantify the individual and combined effects of AV penetration rate, behavioral profile, and traffic demand level on traffic
instability, travel time, mean speed, and vehicle emissions.
3. To
identify the conditions under which AV deployment improves or worsens traffic
stability relative to the human-driven baseline, with particular attention to
the effect of conservative AV profiles under high demand.
4. To
provide statistically rigorous evidence through one-way Analysis of Variance
(ANOVA), effect size analysis, and pairwise comparisons to support the
interpretation of simulation results.
1.3. Research contributions
This
study makes the following contributions to the existing body of knowledge:
First,
it demonstrates that AV behavioral profile is a
statistically more significant determinant of traffic instability than
penetration rate alone (F=35.84, p<0.001 versus F=0.15, p=0.93), challenging
the prevailing assumption that higher AV penetration rates uniformly improve
traffic performance.
Second,
it identifies a paradoxical instability effect of conservative AV profiles, in
which increasing penetration beyond 25% worsens traffic instability relative to
the human-driven baseline by up to 110.7% under high-demand conditions, a
finding not previously reported in the context of freeway off-ramp diverge
zones.
Third,
it demonstrates that traffic demand level acts as an amplifying factor on the behavioral profile effect, with divergence between
aggressive and conservative AV outcomes widening systematically as the network
approaches capacity across all measured metrics.
Fourth,
it introduces a TraCI-based simulation architecture
enabling real-time per-vehicle Intelligent Driver Model (IDM) parameter
assignment, high-resolution data collection at 0.5-second intervals, and
dynamic detection of three instability indicators within a single integrated framework,
advancing the methodological capabilities available for AV simulation research.
2. LITERATURE REVIEW
The
growing body of research on AV has examined their potential impacts on traffic
flow, emissions, and safety from multiple perspectives. Early studies focused
predominantly on the theoretical benefits of full AV adoption, while more
recent work has shifted toward the practical challenges of mixed traffic
environments where AVs and human-driven vehicles coexist at varying penetration
rates [9, 10]. Microscopic simulation has emerged as the primary methodological
tool for investigating these dynamics, given the current absence of real-world
AV fleets at scale [11]. This section reviews the existing literature across
four thematic areas relevant to the present study: AV impacts on traffic
performance, AV impacts on emissions, AV behavioral
profiles in mixed traffic, and simulation approaches for AV research,
culminating in the identification of the specific gaps that this study
addresses.
2.1. AV penetration and traffic performance
The impact of AV penetration on
traffic performance has been investigated across a range of network types and
demand conditions using microscopic simulation tools. ElSahly
and Abdelfatah [12] examined AV impacts on freeway traffic under undersaturated
conditions, reporting average speed increases of approximately 15% and travel
time reductions of around 12%, with delay reductions of 97% and 94% at
demand-to-capacity ratios of 0.6 and 0.8 respectively, demonstrating that AVs
can operate at significantly higher speeds than conventional vehicles under
uncongested conditions. Alozi and Hamad [13]
quantified the impacts of Connected and Autonomous Vehicles (CAV) on traffic
operations in Dubai, finding that CAVs reduced average delay by up to 86% and
increased average speed by 42% at bottleneck locations, highlighting the
particular benefit of AV deployment at capacity-constrained points in the
network. Abdeen et al. [14] developed a microsimulation framework for a real
urban freeway network in Saudi Arabia, investigating five penetration rates
from 0% to 100% and reporting progressive delay reductions of 26%, 34.4%,
63.7%, and 74.2% at 25%, 50%, 75%, and 100% AV penetration respectively,
confirming a monotonically increasing performance benefit with penetration rate
under the tested conditions. Rosca et al. [15] evaluated AV penetration impacts
at a complex signalized intersection using Advanced Interactive Microscopic
Simulator for Urban and Non-Urban Networks (AIMSUN), finding that penetration
rates exceeding 50% contributed significantly to improving traffic stability
and efficiency, suggesting a nonlinear threshold effect in the relationship
between penetration and performance. Shin et al. [16] examined traffic flow
safety at varying AV penetration rates on a freeway section using VISSIM,
reporting that conflict frequency increased up to 30% penetration before
declining at rates of 40% and above, revealing the non-monotonic and
transitional nature of AV safety impacts during mixed traffic conditions. Kuang
and Zhang [17] investigated mixed traffic flow considering both AVs and heavy
trucks, demonstrating that at lower penetration rates increased traffic density
intensified speed fluctuations, while elevated penetration rates produced
marked improvements in average speed and significant reductions in speed
variance under high-density conditions.
Collectively, these studies indicate
that AV penetration generally improves traffic performance, with benefits
becoming more pronounced at higher penetration levels. However, the magnitude
and direction of the effect depend on penetration level, network geometry, and
demand conditions, and none of these studies examine the specific context of
freeway off-ramp diverge zones or systematically vary AV behavioral
profiles as an independent factor alongside penetration rate.
2.2. AV penetration and emissions
The environmental implications of AV
integration have attracted considerable research attention, with studies
generally reporting emission reductions under increasing AV penetration, though
the magnitude and consistency of these benefits vary significantly across
contexts and behavioral assumptions. Louati et al.
[18] evaluated AV penetration scenarios of 0%, 10%, 30%, and 50% along an urban
corridor in Riyadh using SUMO with Python-based Application Programming
Interface (API), reporting travel time reductions of up to 25.5% and Carbon
Dioxide (CO₂) emission reductions of 14.6% at 50% penetration,
demonstrating that coordinated AV behavior produces
measurable environmental benefits even at moderate penetration levels. Ercan et
al. [19] adopted a broader system-level perspective, integrating fractional
split multinomial logit and system dynamics models across 929 metropolitan
areas in the United States, finding that autonomous electric vehicles could
reduce greenhouse gas emissions by up to 34% of total transportation emissions
by 2050, highlighting the long-term environmental potential of full AV
adoption. Hua et al. [20] examined CAV impacts on urban highway sustainability
using calibrated car-following models, reporting CO₂ reductions of up to
8.2% for human-driven vehicles and 13.8% for CAVs in mixed traffic, alongside
average travel time improvements of 9.9% and speed gains of 11%, with
sensitivity analysis revealing that the effect of market penetration rate on
emissions varies by pollutant type and operating speed.
However, not all studies report
uniformly positive emission outcomes. Alhariqi et al.
[21] utilized the Waymo Open Dataset to investigate the effect of vehicle
arrangement in mixed autonomy platoons on emissions, finding that AVs driving
conservatively with larger time gaps and stronger deceleration when following
human-driven vehicles in congested conditions produced higher CO₂
emissions than human-following-human arrangements, with cautious AV behavior resulting in lower average velocity of 2.16 m/s
and higher CO₂ rates of 993 g/mile compared to 805 g/mile when a human
vehicle followed an AV. This finding directly challenges the assumption that AV
deployment uniformly reduces emissions and highlights the critical role of behavioral profile in determining environmental outcomes.
Ali [22] investigated AV environmental impacts using real-world Waymo dataset
data and microscopic emission models, reporting that AVs consumed approximately
8% less fuel and emitted around 66% lower pollutants compared to human-driven
vehicles, providing rare empirical evidence to complement the simulation-based
literature.
While much of the existing AV
emission literature focuses on CO2 as a primary greenhouse gas
indicator, the present study reports carbon monoxide (CO), hydrocarbons (HC),
and nitrogen oxides (NOx). Although the Handbook Emission Factors
for Road Transport version 3 (HBEFA3) model provides CO2 output, CO,
HC, and NOx were selected as the primary emission metrics due to
their direct relevance to near-road air quality and human health impacts at
congested freeway off-ramp locations. CO and HC are sensitive indicators of
driving aggressiveness and stop-and-go behavior,
making them more appropriate for evaluating traffic-level emission effects of
AV behavioral profiles than CO2, which is
primarily influenced by fuel type and engine efficiency rather than driving
dynamics.
2.3. AV behavioral
profiles in mixed traffic
The behavioral
profile of AV has emerged as a critical but underexplored dimension of AV
impact research, with growing evidence that the driving style of AVs – rather
than their mere presence – determines the nature and magnitude of traffic
outcomes in mixed environments. Ahnan and Yun [23] compared cautious and
aggressive AV behaviors across varying market
penetration rates, finding that aggressive AVs consistently achieved higher
levels of service, lower emissions, and reduced fuel consumption compared to
cautious AVs, with cautious profiles producing poor service ratings at low
penetration rates and only marginal improvements at higher rates. This finding
directly supports the premise of the present study that behavioral
calibration is a decisive factor in AV performance outcomes.
The interaction between human driver
behavior and AV driving style introduces additional
complexity. Ma and Zhang [24] investigated driver responses to AV interactions
in mixed traffic through a supervised experiment with 36 participants
classified as aggressive, moderate, and defensive drivers, finding that
aggressive and moderate human drivers felt significantly more anxious and were
more likely to behave aggressively when interacting with AVs compared to
human-human interactions, with aggressive human drivers also more likely to
exploit gaps created by AVs. This behavioral
adaptation of human drivers to AV presence is a mechanistic explanation for the
instability findings reported in the present study, particularly the
paradoxical worsening of traffic conditions under conservative AV profiles. Saljoqi et al. [25] corroborated these findings in a
driving simulator experiment with 160 participants, reporting that interactions
with cautious AVs led to reductions in human driver time headway of 9.9%,
16.6%, and 17.3% at penetration rates of 25%, 50%, and 75% respectively,
indicating that cautious AV profiles induce more aggressive following behavior in human drivers, amplifying rather than reducing
traffic turbulence.
IDM has been widely adopted as the
car-following framework for representing both human and AV behavior
in simulation. Vasconcelos and Bandeira [26] presented a calibration technique
for IDM parameters using instrumented vehicle trajectory data, demonstrating
that physically interpretable parameter calibration enables precise replication
of actual driving trajectories across diverse scenarios. Alhariqi
et al. [27] extended this work by calibrating an adaptive IDM variant for mixed
autonomy traffic using real-world experimental trajectory data, introducing
real-time parameter adaptation based on prevailing traffic conditions and
demonstrating that inclusion of speed standard deviation in the calibration
objective function enables reproduction of stop-and-go traffic oscillations
observed empirically. Yu et al. [28] examined traffic stability in
heterogeneous platoon-based systems with CAVs and human-driven vehicles,
demonstrating through frequency-based stability analysis that
multi-anticipation topologies of CAVs significantly outperform
single-anticipation configurations in ensuring head-to-tail string stability,
with quantitative stability metrics confirming the superiority of coordinated
CAV behavior in heterogeneous traffic.
2.4. Simulation approaches for AV research
Microscopic traffic simulation has
become the primary methodological tool for investigating AV impacts, given the
current absence of real-world AV fleets at scale and the need for controlled
experimental conditions. Wegener et al. [29] introduced TraCI
as a framework for interlinking road traffic and network simulators, enabling
real-time control of vehicle behavior during
simulation runtime rather than relying on pre-generated static mobility traces.
This foundational contribution established the principle of online coupling
between simulation engines and external controllers, which the present study
extends to enable per-vehicle IDM parameter assignment and dynamic instability
detection. Olaverri-Monreal et al. [30] demonstrated
an application of TraCI through the TraCI as a Service (TraaS) library to couple SUMO with a 3D
game engine for evaluating Vehicle-to-Everything (V2X) communication-based
systems, confirming the versatility of the TraCI
interface for complex real-time simulation tasks beyond basic traffic modeling.
Anyin et al. [31] proposed a quantitative
methodology for comparing microscopic traffic simulators, evaluating VISSIM,
SUMO, and Multi-Agent Transport Simulation (MATSim)
across runtime, memory usage, travel time accuracy, and scalability metrics.
Their results indicated that SUMO demonstrates strong performance in runtime
and memory efficiency and proves suitable for high-demand simulations,
supporting the selection of SUMO as the simulation engine in the present study.
Xie et al. [32] reviewed scenario-based test and evaluation methods for AV,
categorizing data-driven, mechanism-based, and knowledge-based approaches and
highlighting that scenario-based methods provide more comprehensive and
accurate evaluations of AV behavior than traditional
mileage-based approaches. This review provides methodological justification for
the scenario-based factorial design adopted in the present study, in which
demand levels, penetration rates, and behavioral
profiles are systematically varied to evaluate AV impacts across controlled
operational conditions.
2.5. Research gap and positioning of the
present study
Despite the growing body of AV
simulation research, several critical gaps remain. Studies on AV penetration
and traffic performance predominantly examine basic freeway segments,
signalized intersections, and urban corridors, while the freeway off-ramp diverge
zone, one of the most geometrically complex locations in urban road networks,
has received limited systematic attention. Furthermore, most existing studies
treat penetration rate as the sole independent variable, overlooking the
interactive role of AV behavioral profiles and
traffic demand levels in shaping traffic outcomes. While recent evidence
suggests that conservative AV profiles may paradoxically worsen traffic
conditions by creating exploitable gaps that human drivers fill aggressively,
this effect has not been systematically quantified at freeway diverge zones
under varying demand conditions. Finally, although TraCI
provides a powerful interface for real-time simulation control, its application
for dynamic per-vehicle behavioral parameter assignment
and real-time instability detection within a single integrated framework
remains underutilized, with existing SUMO-based studies relying predominantly
on static vehicle type definitions that limit penetration rate control
precision and sub-second data resolution.
The present study addresses these
gaps through a TraCI-enhanced microscopic simulation
of a real freeway off-ramp in Ankara, Türkiye, employing a full factorial
design of 195 scenarios across five penetration rates, three behavioral profiles, and three demand levels, with
real-time instability detection and statistically rigorous analysis.
3. METHODOLOGY
3.1. Study area
The study focuses on the Eskisehir
Road Golbasi Peripheral Road freeway off-ramp
junction located in the Orhun neighborhood,
Etimesgut district, Ankara, Turkiye
(39.859727° N, 32.620511° E). This location was selected due to its operational
complexity as a high-volume diverge point along the Eskisehir Road corridor,
which serves as a primary arterial connection between central Ankara and the
southwestern districts of Golbasi and Yasakent. The geometric configuration of this off-ramp,
characterized by a multi-lane freeway approach, a clearly defined gore area,
and a curved deceleration section, is representative of the diverge zone
typology commonly encountered in urban freeway networks and extensively studied
in the AV simulation literature.
As illustrated in Fig. 1, the study
area comprises a four-lane freeway approach section upstream of the diverge
gore point. At the gore, the rightmost lanes transition into a dedicated
off-ramp section that curves southward toward the Golbasi
Peripheral Road, while the remaining lanes continue straight toward the Life Center intersection and the Yasakent
district. Fig. 2 presents an aerial view of the complete off-ramp
geometry, where the through lane configuration is highlighted in red and the
off-ramp lane is highlighted in yellow, clearly delineating the physical
separation between the two traffic streams.
Fig. 1. Street-level view of the Eskisehir Road
freeway approach section upstream of the diverge gore point, Etimesgut, Ankara, Türkiye
Fig. 2. Aerial view of the Eskisehir Road Golbasi Peripheral Road freeway off-ramp,
Ankara, Türkiye
The network modeled
in this study encompasses three distinct segments, the geometric properties of
which are summarized in Tab. 1. The total modeled
network length is approximately 477 meters, comprising the upstream four-lane
freeway approach section (E2: 257.63 m), the downstream three-lane through
section (E3: 145.14 m), and the two-lane off-ramp deceleration section (E4:
74.41 m). All lanes maintain a standard width of 3.5 meters consistent with
Turkish highway design standards. This segmentation corresponds directly to the
SUMO network edge definitions used in the simulation, ensuring full consistency
between the physical geometry and the computational model.
Tab.
1
Network segment geometric properties
|
Edge ID |
Segment Description |
Length (m) |
No. of Lanes |
Function |
|
E2 |
Freeway approach |
257.63 |
4 |
Through + diverging traffic |
|
E3 |
Through section |
145.14 |
3 |
Straight traffic toward Yasakent |
|
E4 |
Off-ramp deceleration |
74.41 |
2 |
Diverging traffic toward Golbasi |
3.2. Simulation framework
This study employs Eclipse SUMO,
version 1.21.0, as the microscopic traffic simulation engine. SUMO is an
open-source, space-continuous simulation platform that models individual
vehicle movements at sub-second resolution, making it well-suited for evaluating
traffic performance and emissions under heterogeneous vehicle compositions. The
platform has been widely adopted in AV simulation research due to its
flexibility in defining vehicle behavioral
parameters, its integrated emission modeling
capabilities, and its support for external programmatic control.
The simulation framework uses a
two-layer architecture. The left layer features the Eclipse SUMO engine,
managing core microscopic processes such as the IDM car-following model, HBEFA3
emission model, stochastic lane-changing, and a 0.5-second time step. The right
layer consists of a dynamic TraCI Python controller
with four modules: BehaviorSwitcher for real-time IDM
parameter assignment, DataCollector for speed and
emission retrieval, InstabilityDetector for
identifying safety-critical events, and RunExperiment
to orchestrate 195 scenarios across various penetration rates, behavioral profiles, and demand levels.
Communication between the two layers
is established through the TraCI API via a TCP socket
connection, through which SUMO transmits vehicle states, positions, and
emission values to the Python controller, while the controller returns IDM
parameter assignments and vehicle control commands at each simulation step. All
simulation outputs, including per-step vehicle data, instability event logs,
aggregated run-level metrics, and statistical analysis results, are recorded
systematically for subsequent analysis. Each simulation scenario runs for a
total duration of 130 minutes, comprising a 5-minute warm-up period during
which vehicles fill the network without data collection, followed by a
60-minute data collection window. Five independent replications were conducted
per scenario using different random seeds to account for stochastic variability
in vehicle arrivals and lane-changing behavior.
3.3. Network modeling
The road network was constructed
using the SUMO network editor (netedit) and the netconvert utility, based on the geometric characteristics
of the Eskisehir Road Golbasi Peripheral Road
off-ramp described in Section 3.1. The network geometry was digitized from
satellite imagery of the study area and translated into SUMO XML format through
three definition files: a node file (nodes.nod.xml) specifying the coordinates
and types of all network junctions, an edge file (edges.edg.xml) defining the
road segments and their lane configurations, and a connection file
(connections.con.xml) specifying the lane-to-lane assignments at the diverge
node.
Fig. 3. Simulation framework architecture
illustrating the two-layer design: Eclipse SUMO engine (static layer) and TraCI Python controller (dynamic layer) connected via
Transmission Control Protocol (TCP) socket communication
The resulting network comprises
three edges and four nodes, as illustrated in Fig. 4. Edge E2 represents the
four-lane freeway approach section with a length of 257.63 m and serves as the
entry point for all simulated vehicles at node J5. At the diverge node J6, lane
assignments are defined such that the two rightmost lanes of E2 connect to the
off-ramp edge E4, while the remaining three lanes connect to the through edge
E3, replicating the physical lane configuration observed at the study site. The
deceleration influence zone upstream of J6 marks the region where vehicles
begin transitioning toward the off-ramp lane, while the diverging area at J6
represents the physical gore point where the two traffic streams separate. Edge
E3 represents the three-lane through section with a length of 145.14 m,
terminating at exit node J7 toward the Yasakent
direction. Edge E4 represents the two-lane off-ramp deceleration section with a
length of 74.41 m, following a curved geometric alignment consistent with the
actual off-ramp trajectory, and terminating at exit node J8 toward the Golbasi Peripheral Road. All edges were assigned a standard
lane width of 3.5 m.
The complete network was verified by
loading it in the SUMO graphical interface, as shown in Fig. 5, where vehicle
movements across all three edges and the diverge junction were visually
confirmed to be consistent with the physical study area geometry. The
simulation screenshot confirms that vehicles correctly distribute between the
through and off-ramp sections at node J6 under mixed traffic conditions.
3.4. Vehicle type definitions and IDM
parameterization
Vehicle behavior
in this study is modeled using the Intelligent Driver
Model (IDM), which describes longitudinal vehicle dynamics as a function of
spacing, relative speed, and desired velocity. The model is widely adopted due
to its continuous, collision-free formulation and its flexibility in independently
parameterizing acceleration, deceleration, time headway, and minimum gap
(Treiber et al., [33]). It has also been extensively validated for both
human-driven and autonomous vehicle simulations.
Fig. 4. Schematic diagram of the simulated
network
Fig. 5. SUMO graphical interface
The IDM describes longitudinal
acceleration as given in Equation (1):
where v is the current speed, v0
the desired speed, δ the acceleration exponent (typically δ = 4), s the actual gap to
the leading vehicle, and s* the desired minimum gap defined
in Equation (2):
Where s0 is the
minimum gap at standstill, T is the desired time headway, Δv is the relative speed to the leader, a
is the maximum acceleration, and b is the comfortable deceleration rate.
Four behavioral
profiles were defined: one human-driven baseline and three autonomous vehicle
profiles representing conservative, moderate, and aggressive driving
strategies. The human-driven profile incorporates stochastic acceleration
variability through a driver imperfection parameter σ = 0.5 and a perception-reaction
time of 0.9 s, reflecting empirical human driver characteristics. All AV
profiles are assigned σ = 0.0, representing the deterministic execution capability of
autonomous systems, and a reaction time of 0.1 s, reflecting electronic
perception-actuation latency. The profiles are differentiated through their
time headway parameter T, minimum gap s0, and
acceleration bounds: the conservative profile adopts T = 1.8 s and s0
= 3.0 m, prioritizing safety through larger following distances; the moderate
profile adopts T = 1.2 s and s0 = 2.0 m, representing
a balanced efficiency-safety configuration; and the aggressive profile adopts T
= 0.8 s and s0 = 1.0 m, , reflecting a high-throughput
platoon-like driving strategy. The complete parameter set for all profiles is
presented in Tab. 2.
Parameter values were adopted from
established simulation studies [34, 35]. For each profile, three vehicle
classes were defined – passenger car, bus, and truck – with class-specific
geometric and speed characteristics. All vehicles were assigned the
HBEFA3/PC_G_EU4 emission class as a consistent approximation, with CO, HC, and
NOx emissions computed at each 0.5-second simulation step using
HBEFA3 emission factors.
Tab.
2
IDM car-following parameters for human-driven and AV
behavioral profiles
|
Parameter |
Human |
Conservative AV |
Moderate AV |
Aggressive AV |
|
Desired time headway τ (s) |
1.5 |
1.8 |
1.2 |
0.8 |
|
Minimum gap (m) |
2.5 |
3 |
2 |
1 |
|
Max acceleration (m/s²) |
2.6 |
1.5 |
2 |
2.5 |
|
Max deceleration (m/s²) |
4.5 |
3 |
3.5 |
4 |
|
Driver imperfection σ |
1.5 |
1.8 |
1.2 |
0.8 |
|
Reaction time (s) |
0.9 |
0.1 |
0.1 |
0.1 |
3.5. Experimental design
A full factorial experimental design
was adopted to systematically investigate the combined effects of AV
penetration rate, AV behavioral profile, and traffic
demand level on traffic instability and emissions at the study off-ramp. This
design ensures that all combinations of the three factors are tested, enabling
the identification of main effects, interaction effects, and threshold conditions
that would not be detectable through single-factor variation.
Three independent variables were
defined. The first variable is AV penetration rate, representing the proportion
of AV in the traffic stream, tested at five levels: 0%, 25%, 50%, 75%, and
100%. The 0% scenario serves as the human-driven baseline against which all AV
scenarios are compared. The remaining four levels represent the gradual
transition from predominantly human-driven traffic toward full autonomy,
reflecting the expected real-world adoption trajectory of AV over the coming
decades. The second variable is AV behavioral
profile, tested at three levels: conservative, moderate, and aggressive, as
defined in Section 3.4. At the 0% penetration baseline, behavioral
profile is irrelevant since no AV are present; therefore, only the moderate
profile was simulated at this level to avoid redundant runs, resulting in a
consolidated baseline. The third variable is traffic demand level, tested at
three levels corresponding to Highway Capacity Manual (HCM) 7th edition freeway
off-ramp service level classifications: low demand at 600 veh/h
representing Level of Service (LOS) C, medium demand at 1000 veh/h representing LOS D, and high demand at 1400 veh/h representing LOS E.
To account for stochastic
variability inherent in microscopic traffic simulation, five independent
replications were conducted for each scenario combination using different
random seeds. The use of multiple replications is a standard requirement in
simulation-based transport research to ensure that reported metrics reflect
stable mean behavior rather than individual random
outcomes. The complete experimental design is summarized in Tab. 3, yielding a
total of 195 simulation runs after consolidation of the 0% penetration
baseline.
Tab.
3
Full factorial experimental design summary
|
Factor |
Levels |
Values |
|
AV penetration rate |
5 |
0%, 25%, 50%, 75%, 100% |
|
AV behavioral profile |
3 |
Conservative, Moderate, Aggressive |
|
Traffic demand level |
3 |
Low (600), Medium (1000), High (1400) veh/h |
|
Random seeds |
5 |
Seeds 1 to 5 |
|
Total scenarios |
— |
195 (after baseline consolidation) |
|
Simulation duration |
— |
65 min (5 min warm-up + 60 min data
collection) |
|
Step length |
— |
0.5 seconds |
3.6. Demand Modeling
Traffic demand was defined using
three levels based on HCM 7th edition freeway off-ramp service levels: low (600
veh/h, LOS C), medium (1000 veh/h,
LOS D), and high (1400 veh/h, LOS E), capturing the
range from free-flow to near-saturated conditions. This scenario-based
approach, consistent with simulation-based AV research, evaluates system behavior across controlled operational conditions rather
than replicating a specific observed traffic state.
Demand was introduced through SUMO
flow definitions in the route files and distributed between two routes: 75% of
vehicles followed the through route via edges E2 and E3 toward Yasakent, and 25% followed the off-ramp route via edges E2
and E4 toward the Golbasi Peripheral Road, consistent
with the lane configuration of the study network. The vehicle fleet comprised
82% passenger cars, 8% buses, and 10% trucks, with passenger car equivalent
factors of 1.0, 2.25, and 1.75 respectively. The complete demand configuration
is summarized in Tab. 4.
Tab.
4
Traffic demand configuration
|
Parameter |
Value |
|
Low demand |
600 veh/h (HCM LOS
C) |
|
Medium demand |
1000 veh/h (HCM
LOS D) |
|
High demand |
1400 veh/h (HCM
LOS E) |
|
Through route split |
75% (E2 → E3) |
|
Off-ramp route split |
25% (E2 → E4) |
|
Passenger car proportion |
0.82 |
|
Bus proportion |
0.08 |
|
Truck proportion |
0.1 |
|
PCE — passenger car |
1 |
|
PCE — bus |
2.25 |
|
PCE — truck |
1.75 |
3.7. TraCI
integration and real-time control
This study integrates TraCI API to establish a bidirectional TCP socket
connection between the SUMO engine and an external Python controller at each
0.5-second simulation step. The complete control procedure is presented in
Algorithm 1. The controller comprises four modules: the BehaviorSwitcher,
which assigns IDM parameters to each vehicle upon network entry using traci.vehicle.setTau(), setAccel(),
setDecel(), setMinGap(), setImperfection(), and setActionStepLength(),
with AV designation determined deterministically via a hash-based function
applied to the vehicle identifier; the DataCollector,
which retrieves per-vehicle speed and emission values at each step using traci.vehicle.getSpeed(), getCOEmission(),
getHCEmission(), and getNOxEmission();
the InstabilityDetector, described in Section 3.8;
and the RunExperiment module, which orchestrates the
full 195-scenario loop by launching a dedicated SUMO process per scenario,
connecting TraCI on a unique port, and executing the
warm-up and data collection phases sequentially.
This architecture provides three
methodological advantages over static simulation approaches: precise
penetration rate control at the individual vehicle level without requiring
separate route files per scenario; high-resolution data collection at 0.5-second
intervals capturing transient dynamics that aggregate outputs would mask; and
real-time instability detection as events occur rather than through
post-processing of trajectory data.
3.8. Instability metrics
Traffic instability is quantified
through three real-time indicators computed at each 0.5-second simulation step
via TraCI, moving beyond conventional aggregate
metrics to directly measure flow turbulence at the microscopic level.
The first indicator is the
network-level speed variance spikes, flagged when the standard deviation of
instantaneous vehicle speeds exceeds 3.0 m/s, reflecting the onset of
stop-and-go wave propagation. The second is the hard braking event, flagged
when individual vehicle deceleration falls below -3.5 m/s² via traci.vehicle.getAcceleration(), indicating reactive
car-following instability. The third is the near-collision event, flagged when
the Time-To-Collision (TTC) between a following vehicle and its leader falls
below 2.0 seconds, computed as the ratio of the intervehicle gap to relative
speed via traci.vehicle.getLeader() and traci.vehicle.getSpeed(). A TTC below 2.0 seconds is widely
recognized as a critical safety threshold requiring immediate evasive action.
All three indicators are summarized in Tab. 5, and their counts per run serve
as the primary instability metric in the statistical analysis.
Fig. 6. TraCI
real-time control loop flowchart
Tab.
5
Traffic instability detection thresholds
|
Indicator |
Definition |
Threshold |
TraCI Method |
|
Speed variance spike |
Network-level speed std dev |
> 3.0 m/s |
getSpeed() |
|
Hard braking event |
Individual deceleration |
< -3.5 m/s² |
getAcceleration() |
|
Near-collision TTC |
TTC to leader |
< 2.0 s |
getLeader(), getSpeed() |
3.9. Statistical analysis
The simulation outputs were analyzed using one-way and two-way ANOVA to assess the
statistical significance of each experimental factor on the measured
performance metrics. One-way ANOVA was applied separately for each metric,
including mean travel time, mean speed, CO, HC, and NOx emissions,
and total instability events, with AV penetration rate, behavioral
profile, and demand level each treated as independent grouping variables.
Effect size was quantified using eta squared (η²), where values above 0.06 and 0.14
indicate medium and large effects respectively. Two-way ANOVA was subsequently
applied to examine the interaction effect between penetration rate and behavioral profile on traffic instability, as the one-way
results indicated that penetration rate alone does not produce a statistically
significant effect.
Pairwise comparisons between behavioral profiles were conducted using independent
samples t-tests to identify which profile pairs differ significantly in their
instability outcomes. All statistical tests were performed at a significance
level of α = 0.05.
The stochastic variability of the simulation was addressed through five
independent replications per scenario, providing sufficient degrees of freedom
for parametric testing. All analysis was implemented in Python using the SciPy
statistics library.
4. RESULTS
4.1. Effect of AV penetration rate on mean
travel time
Fig. 7(a), 7(b), and 7(c) present
mean travel time versus AV penetration rate under low, medium, and high-demand
conditions, respectively. At 0% penetration, all scenarios share a common
human-driven baseline of 29.654 s, 30.176 s, and 31.072 s under low, medium,
and high demand respectively. With increasing AV penetration, the three behavioral profiles diverged progressively. The aggressive
profile consistently reduced travel time, reaching 29.328 s, 29.554 s, and
29.934 s at 100% penetration under low, medium, and high demand respectively,
representing reductions of 0.326 s, 0.622 s, and 1.138 s from the baseline. The
moderate profile produced modest reductions across all conditions. The
conservative profile exhibited the opposite trend, increasing travel time
beyond the human-driven baseline at all demand levels, with the most pronounced
deterioration under high demand where travel time rose to 31.824 s at full
penetration, a worsening of 0.752 s. These findings demonstrate that the travel
time effect of AV penetration is critically dependent on behavioral
profile, with the magnitude of both improvement and deterioration amplified by
increasing demand.
4.2. Effect of AV penetration rate on mean
speed
Fig. 8(a), 8(b), and 8(c) present
mean speed versus AV penetration rate under low, medium, and high-demand
conditions, respectively, with error bars representing one standard deviation
across five simulation replications. At 0% penetration, all scenarios share a
common human-driven baseline of 13.462 m/s, 13.198 m/s, and 12.806 m/s under
low, medium, and high-demand, respectively. With increasing AV penetration, the
aggressive profile consistently increased mean speed, reaching 13.596 m/s,
13.474 m/s, and 13.288 m/s at 100% penetration under low, medium, and high
demand respectively, representing gains of 0.134 m/s, 0.276 m/s, and 0.482 m/s
from the baseline. The moderate profile produced modest increases across all
conditions. The conservative profile reduced mean speed below the human-driven
baseline at all demand levels, with the most pronounced decline under high
demand where speed dropped to 12.502 m/s at full penetration, a reduction of
0.304 m/s. These findings confirm that aggressive AVs improve network
throughput through tighter headways and smoother acceleration, while
conservative AVs reduce effective capacity, with both effects amplified under
higher demand conditions.
|
|
|
|
(a) |
(b) |
|
|
|
|
(c) |
|
Fig. 7. Mean travel time versus AV penetration
rate under (a) low demand (600 veh/h), (b) medium
demand (1000 veh/h), and (c) high demand (1400 veh/h) conditions
4.3. Effect of AV penetration rate on traffic
instability
Fig. 9(a), 9(b), and 9(c) present
traffic instability events versus AV penetration rate under low, medium, and
high-demand conditions, respectively. At 0% penetration, all scenarios share a
common human-driven baseline of 317.2, 236.2, and 105.8 instability events
under low, medium, and high demand respectively. With increasing AV
penetration, the three profiles diverged in opposing directions across all
demand levels. The conservative profile exhibited a paradoxical reduction
followed by a continuous increase, rising from 163.2 at 25% to 221.0 events at
100% penetration under low demand, from 108.0 to 151.6 under medium demand, and
from 56.0 to 118.0 under high demand, representing deteriorations of 35.4%,
40.4%, and 110.7% from the 25% penetration level. This behavior
is attributed to the large time headways of conservative AVs creating
exploitable gaps that human drivers fill aggressively, generating new
instability in the mixed traffic stream. The moderate profile exhibited a
slight increase across all demand levels. The aggressive profile produced the
opposite trend, reducing instability monotonically with increasing penetration,
reaching 174.0, 132.2, and 93.6 events at 100% penetration under low, medium,
and high demand respectively, with the most pronounced reduction of 62.7%
observed under high demand between 25% and 100% penetration. These findings
demonstrate that AV behavioral calibration is a more
decisive determinant of traffic instability than penetration rate alone, with
the magnitude of both improvement and deterioration amplified by increasing
demand.
|
|
|
|
(a) |
(b) |
|
|
|
|
(c) |
|
Fig. 8. Mean speed versus AV penetration rate
under (a) low demand (600 veh/h), (b) medium demand
(1000 veh/h), and (c) high demand (1400 veh/h) conditions
4.4. Effect of AV penetration rate on emissions
Fig. 10(a)-10(i)
present CO, NOx, and HC emissions across AV penetration rates and
demand levels. The aggressive profile consistently reduced all emissions, while
the conservative profile increased them, mirroring travel time and instability
patterns.
For CO emissions (Fig. 10a-10c), the
aggressive profile achieved reductions of 24.9%, 30.0%, and 35.4% under low,
medium, and high demand, respectively (from baselines of 297,558 mg, 585,387
mg, and 1,195,309 mg to 223,341 mg, 409,792 mg, and 771,940 mg at 100%
penetration). The conservative profile increased CO by 9.2%, 2.6%, and 14.0%
under the same conditions.
For NOx emissions (Fig.
10d-10f), reductions were modest: the aggressive profile achieved only 2.1-5.3%
reductions, while the conservative profile produced negligible changes,
indicating lower sensitivity to AV behavior.
For HC emissions, the aggressive profile reduced emissions by 14.1%, 19.9%, and 26.2% under low, medium, and high demand, respectively. Conversely, conservative driving worsened HC emissions, reaching up to 13,803 mg under high-demand. Higher demand amplified both effects.
|
|
|
|
(a) |
(b) |
|
|
|
|
(c) |
|
Fig. 9. Traffic instability events versus AV
penetration rate under (a) low demand (600 veh/h),
(b) medium demand (1000 veh/h), and (c) high demand
(1400 veh/h) conditions
4.5. Interaction effects: penetration rate, behavioral profile, and demand level
The results presented in Sections
4.1 through 4.4 collectively reveal a consistent interaction pattern between AV
penetration rate, behavioral profile, and traffic
demand level across all measured metrics. This section synthesizes these
findings to characterize the nature of the interaction and its implications for
AV deployment.
Across all metrics, the effect of AV
penetration rate was not independent of behavioral
profile. Under the aggressive profile, increasing penetration consistently
improved all performance metrics, reducing travel time, increasing mean speed,
reducing instability events, and reducing CO and HC emissions, with the
magnitude of improvement amplified by demand level. Under the conservative
profile, the opposite trend was observed consistently across all metrics and
demand levels, with performance deteriorating beyond the human-driven baseline
as penetration increased, most severely under high-demand conditions. The
moderate profile produced intermediate effects, with modest improvements in
travel time and speed but slight increases in instability and marginal emission
reductions.
The demand amplification effect
represents a particularly important finding, as it reveals how network
conditions determine the consequences of AV behavioral
choices. The divergence between aggressive and conservative profiles widened
systematically with increasing demand across every metric measured in this
study. For instability events, the conservative profile worsened traffic
stability by 35.4% under low demand but by a substantially larger 110.7% under
high demand, both relative to the 25% penetration level. Similarly, for CO
emissions, the aggressive profile achieved a reduction of 24.9% under low
demand, yet this benefit grew to 35.4% under high demand. This consistent
demand-dependent amplification indicates that the behavioral
profile of AVs becomes increasingly consequential as the network approaches
capacity. In practical terms, correct profile deployment offers greater
benefits under congested conditions, while incorrect deployment causes
disproportionately greater harm when the network is under stress. These
findings underscore the importance of context-aware AV calibration policies
that prioritize well-designed behavioral profiles on
high-demand corridors and during peak-hour operations.
These interaction effects
collectively demonstrate that penetration rate alone is an insufficient
descriptor of AV impact at freeway off-ramps. While higher AV penetration is
often assumed to improve traffic, the behavioral
profile of the deployed AV fleet determines not only the direction but also the
magnitude of the effect on traffic performance, stability, and environmental
impact. Demand level acts as a critical amplifying factor: the divergence
between aggressive and conservative profiles widens systematically as traffic
approaches capacity. These findings have direct implications for AV deployment
policy, suggesting that regulatory frameworks should address AV behavioral calibration standards in addition to fleet
penetration targets, particularly on high-demand corridors and at geometrically
complex locations such as diverge zones.
4.6. Statistical analysis
Tab. 6 summarizes the one-way ANOVA
results for all performance metrics across the three experimental factors. AV behavioral profile and demand level emerged as the dominant
factors, with behavioral profile producing a
statistically significant effect on traffic instability events (F=35.84,
p<0.001), demand level producing significant effects on both travel time
(F=218.66, p<0.001) and instability events (F=53.93, p<0.001). In
contrast, penetration rate alone produced no statistically significant effect
on any metric, with F-values ranging from 0.013 to 0.639 and p-values exceeding
0.63 across all metrics. Effect sizes confirmed these findings, with η² values for penetration rate
ranging from 0.0003 to 0.0133, indicating negligible practical significance.
Tab.
6
One-way ANOVA results for all performance metrics
|
Metric |
Factor |
F |
p-value |
Significance |
η² |
|
Travel time |
Penetration rate |
0.297 |
0.88 |
ns |
0.006 |
|
Travel time |
Demand level |
218.657 |
<0.001 |
*** |
— |
|
Mean speed |
Penetration rate |
0.28 |
0.891 |
ns |
0.006 |
|
CO emissions |
Penetration rate |
0.191 |
0.943 |
ns |
0.004 |
|
HC emissions |
Penetration rate |
0.128 |
0.972 |
ns |
0.003 |
|
NOx emissions |
Penetration rate |
0.013 |
0.999 |
ns |
0.0003 |
|
Instability events |
Penetration rate |
0.639 |
0.635 |
ns |
0.013 |
|
Instability events |
AV profile |
35.841 |
<0.001 |
*** |
— |
|
Instability events |
Demand level |
53.926 |
<0.001 |
*** |
— |
ns = not significant; *** p < 0.001
|
|
|
|
(a) |
(b) |
|
|
|
|
(c) |
(d) |
|
|
|
|
(e) |
(f) |
|
|
|
|
(g) |
(h) |
|
|
|
|
(i) |
|
Fig. 10. Emission outputs versus AV penetration
rate: CO emissions under (a) low, (b) medium, and (c) high demand; NOx
emissions under (d) low, (e) medium, and (f) high demand; HC emissions under
(g) low, (h) medium, and (i) high-demand conditions
Pairwise t-tests confirmed that all
three behavioral profile pairs differed significantly
in their instability outcomes. Conservative versus moderate profiles produced
t=-7.671 (p<0.001), conservative versus aggressive produced t=-5.698
(p<0.001), and moderate versus aggressive produced t=3.773 (p<0.001),
indicating that each profile generates a statistically distinct instability
pattern. The interaction analysis revealed that the effect of penetration rate
on instability was dependent on behavioral profile
and demand level, with aggressive AVs reducing instability by up to 62.7% under
high demand while conservative AVs increased instability by up to 110.7% under
the same conditions, as detailed in Tab. 7.
Tab.
7
Instability event change by profile and demand level
|
AV Profile |
Low Demand |
Medium Demand |
High Demand |
|
Conservative |
35.40% |
40.40% |
110.70% |
|
Moderate |
9.70% |
8.40% |
27.80% |
|
Aggressive |
-31.00% |
-43.90% |
-62.70% |
5. DISCUSSION
The results presented in Chapter 4
reveal a complex and nuanced picture of AV impacts at freeway off-ramps that
extend beyond the simplified narrative of higher penetration rates yielding
uniformly better outcomes. This chapter interprets these findings in the
context of the existing literature, provides mechanistic explanations for the
observed behavioral phenomena, derives policy
implications for AV deployment at freeway diverge zones, and acknowledges the
limitations of the study. The discussion is structured to move from empirical
comparison with prior work toward broader theoretical and practical
implications, with the aim of situating the contributions of this study within
the wider body of AV research.
5.1. Comparison with existing literature
The finding that AV penetration rate
alone produced no statistically significant effect on any performance metric
(F=0.15, p=0.93) contrasts with the prevailing findings in the literature,
where studies such as Abdeen et al. [14] and ElSahly
and Abdelfatah [12] reported progressive and monotonic improvements in traffic
performance with increasing penetration. This divergence is attributable to the
aggregation effect in those studies, where a single AV behavioral
profile was tested at each penetration level, masking the opposing directional
effects of conservative and aggressive profiles that cancel each other out when
averaged across the full dataset. When profiles are analyzed
separately in the present study, the direction and magnitude of penetration
rate effects become clearly visible and consistent, confirming that penetration
rate is a significant factor only when conditioned on behavioral
profile.
The aggressive profile findings are
broadly consistent with literature. The travel time reductions of 0.326 s,
0.622 s, and 1.138 s under low, medium, and high demand, respectively, and the
CO emission reductions of up to 35.4% at high demand, align with the general
direction of improvements reported by Alozi and Hamad
[13], Louati et al. [18], and Hua et al. [20]. The demand-amplification
pattern, where benefits grow with increasing congestion, is also consistent
with the findings of Kuang and Zhang [17], who reported that elevated CAV
penetration produced the most pronounced speed improvements under high-density
conditions.
The conservative AV paradox
identified in this study, where instability worsened by up to 110.7% under high
demand at full penetration, finds mechanistic support in literature even though
it has not been previously quantified in a simulation context. Alhariqi et al. [21] demonstrated using real-world Waymo
data that conservative AV car-following behavior with
large time gaps produces higher emissions than human-following-human
arrangements under congested conditions, consistent with the emission
deterioration of up to 14.0% observed for conservative profiles in the present
study. Saljoqi et al. [25] provided direct
experimental evidence that cautious AV profiles induce larger reductions in
human driver time headway than aggressive profiles, confirming the
gap-exploitation mechanism that drives the instability increase observed here.
The threshold-dependent improvement reported by Rosca et al. [15] and the
non-monotonic conflict pattern observed by Shin et al. [16] further corroborate
the finding that AV impacts are not linearly proportional to penetration rate
and that critical thresholds exist beyond which behavioral
profile determines the direction of the effect.
The emission findings are consistent
with the broader literature in direction but more modest in magnitude. The CO
reduction of 12.5% and HC reduction of 8.5% at full aggressive AV penetration
fall within the range reported by Louati et al. [18] and Hua et al. [20], while
the marginal NOx reduction of 2.0% is consistent with the
sensitivity analysis of Hua et al. [20], which identified varying emission
response patterns across pollutant types. The real-world evidence of Ali [22],
reporting approximately 66% lower pollutant emissions for AVs compared to human
drivers, represents an upper bound that the present simulation results do not
approach, likely reflecting the difference between real Waymo AV behavior and the IDM-based behavioral
profiles used in this study.
5.2. Mechanistic explanation of the
conservative AV paradox
The most counterintuitive finding of
this study is the paradoxical worsening of traffic instability under
conservative AV profiles, which increased instability by up to 110.7% relative
to the 25% penetration level under high-demand conditions. This section
provides a mechanistic explanation for this phenomenon by drawing on
car-following theory, human behavioral adaptation
research, and the specific operational characteristics of the freeway off-ramp
diverge zone.
The conservative AV profile is
characterized by a large desired time headway of 1.8 seconds and a minimum gap
of 3.0 meters, values that are substantially larger than those of human drivers
and aggressive AV profiles. Under low penetration conditions, these large gaps
have a stabilizing effect because the few conservative AVs present act as
buffers that absorb upstream disturbances and prevent shockwave propagation.
This explains the initial reduction in instability observed at 25% penetration
for the conservative profile across all demand levels. However, as penetration
increases beyond this threshold, the network becomes populated with vehicles
maintaining systematically larger gaps than human drivers expect or tolerate,
creating a structural condition that triggers aggressive gap-filling behavior in the remaining human drivers.
This mechanism is directly supported
by the experimental findings of Ma and Zhang [24], who demonstrated that
aggressive and moderate human drivers were significantly more likely to behave
aggressively when interacting with AVs than in human-human interactions, and
that aggressive human drivers actively exploited gaps created by AVs on the
road. Saljoqi et al. [25] quantified this effect
precisely, reporting that cautious AV profiles induced reductions in human
driver time headway of up to 17.3% at 75% penetration, meaning that human
drivers following conservative AVs maintained significantly shorter gaps than
they would in normal human-human traffic. In the context of the present study,
this gap-exploitation behavior manifests as hard
braking events, speed variance spikes, and near-collision conditions, all three
of which are captured by the instability detection framework and contribute to
the event count reported in Section 4.3.
The freeway off-ramp diverge zone
amplifies this effect beyond what would be observed on a basic freeway segment.
At the diverge gore point, vehicles must make time-critical lane-changing
decisions under spatial and temporal constraints. When conservative AVs occupy
the approach lanes with large headways, human drivers attempting to reach the
off-ramp lane perceive these gaps as opportunities for aggressive lane changes,
executing maneuvers at shorter TTC margins than would
occur in normal traffic. This interaction between the geometric constraints of
the diverge zone and the behavioral adaptation of
human drivers to conservative AV gap sizes creates a compounding instability
effect that intensifies with both penetration rate and demand level, producing
the 110.7% deterioration observed under high-demand conditions.
5.3. Policy implications
The findings carry several direct
implications for policymakers, traffic management authorities, and AV
manufacturers involved in planning AV deployment at freeway diverge zones.
Most critically, AV penetration
targets alone are insufficient as a regulatory framework. A fully conservative
AV fleet at 100% penetration produces worse traffic instability than the
human-driven baseline under high demand, while the same penetration level with
aggressive AVs reduces instability by 62.7%. Regulatory frameworks should
therefore extend beyond fleet penetration targets to include minimum behavioral calibration standards, particularly regarding
time headway settings and gap acceptance behavior in
mixed traffic environments.
The demand-dependent amplification
of behavioral profile effects suggests that
calibration standards should be prioritized for high-demand corridors and
peak-hour conditions, where conservative AV behavior
causes the greatest penalty and aggressive behavior
yields the most pronounced benefit. Furthermore, the observed threshold effect
for aggressive AVs between 25% and 75% penetration under high demand implies
that targeted incentives to achieve a critical mass of well-calibrated AVs on
specific corridors could deliver disproportionate stability benefits relative
to the investment required.
For AV manufacturers, the results
highlight the risk of defaulting to conservative behavioral
calibration as a safety-first strategy without accounting for systemic
network-level instability. The moderate profile, which produced consistently
positive outcomes across all demand levels, may represent a more appropriate
default calibration for mixed traffic environments than either extreme.
Finally, the amplification of behavioral profile
effects at the diverge zone suggests that infrastructure-specific calibration
standards may be necessary to account for the distinct operational demands of
different network locations.
5.4. Limitations
Several limitations of this study
should be acknowledged when interpreting the findings and their
generalizability.
First, the study adopts a
scenario-based demand design in the absence of field-measured traffic counts at
the study site. While demand levels were defined according to HCM 7th edition
freeway off-ramp service level classifications to ensure practical relevance,
the results cannot be directly validated against observed traffic conditions.
Future studies incorporating real traffic count data and simulation calibration
would strengthen the empirical grounding of the findings.
Second, the simulated network
represents a simplified geometric abstraction of the study site, comprising
three edges and four nodes. Real freeway off-ramp environments involve
additional complexity including upstream and downstream signal control, weaving
sections, and variable geometry that may influence the magnitude of behavioral profile effects beyond what is captured in the
present model.
Third, all vehicle types were
assigned the HBEFA3/PC_G_EU4 emission class as a conservative approximation,
without differentiation between vehicle classes. This simplification may affect
the precision of absolute emission values, though the relative trends across
scenarios and profiles are expected to remain consistent.
Fourth, the IDM parameters for the
three AV profiles were taken from prior simulations, not real AV data. Thus,
results indicate behavioral trends rather than
predicting specific commercial AV performance.
Fifth, the study focuses on a single
off-ramp location in Ankara, Türkiye. While the geometric and operational
characteristics of this site are representative of urban freeway diverge zones,
the generalizability of the specific threshold values and magnitudes reported
here to other network configurations and geographic contexts requires further
investigation.
6. CONCLUSION
This study investigated traffic
instability thresholds at the Eskisehir Road Golbasi
Peripheral Road freeway off-ramp in Ankara, Türkiye, under mixed
autonomous-human vehicle flows using a TraCI-enhanced
microscopic simulation framework. A full factorial experiment of 195 scenarios
examined five AV penetration rates, three behavioral
profiles, and three demand levels across traffic instability, travel time, mean
speed, and vehicle emissions.
The results demonstrate that AV behavioral profile, rather than penetration rate, is the
dominant determinant of traffic performance at freeway off-ramps. One-way ANOVA
confirmed that behavioral profile produced a
statistically significant effect on instability (F=35.84, p<0.001) while
penetration rate alone yielded no significant effect across any metric,
challenging the prevailing assumption that higher penetration rates uniformly
improve traffic performance. Aggressive AV profiles consistently improved all
metrics with increasing penetration, reducing instability by up to 62.7% and CO
emissions by up to 35.4% under high demand. Conservative profiles paradoxically
worsened all metrics beyond the human-driven baseline, increasing instability
by up to 110.7% under the same conditions, a deterioration mechanistically
attributed to gap-exploitation behavior of human
drivers in response to large conservative AV headways at the diverge zone.
Traffic demand level acted as an amplifying factor across all metrics, with behavioral profile divergence widening systematically as
the network approached capacity.
These findings demonstrate that
effective AV integration at freeway diverge zones requires regulatory
frameworks addressing behavioral calibration
standards in addition to penetration targets, and that infrastructure-specific
deployment strategies must account for the amplifying role of diverge zone
geometry on behavioral profile impacts.
Future research should pursue the
following directions:
• Extending the simulation framework to
multiple off-ramp geometries and geographic contexts to assess the
generalizability of the instability threshold findings.
• Incorporating real traffic count data for
simulation calibration to strengthen the empirical grounding of the results.
• Exploring dynamic AV behavioral
adaptation strategies that adjust IDM parameters in real time in response to
prevailing traffic conditions as a potential mitigation measure for the
conservative AV paradox.
• Investigating the interaction between AV behavioral profiles and infrastructure modifications such
as dedicated AV lanes, variable speed limit systems, and cooperative
vehicle-infrastructure communication at freeway diverge zones.
• Extending the instability metric framework
to include additional surrogate safety measures such as post-encroachment time
and deceleration rate to avoid crashes, providing a more comprehensive
characterization of traffic safety under mixed AV penetration scenarios.
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Received 16.04.2026; accepted in revised form 05.07.2026
Scientific Journal of Silesian University of
Technology. Series Transport is licensed under a Creative Commons Attribution
4.0 International License
[1] Department of Civil Engineering, Faculty of
Engineering, Çankaya University, Ankara 06815, Türkiye. Email: c2290007@student.cankaya.edu.tr.
ORCID: https://orcid.org/0009-0002-6673-363X
[2] Department of Civil Engineering, Faculty of
Engineering, Çankaya University, Ankara 06815, Türkiye. Email: ali.almusawi@cankaya.edu.tr.
ORCID: https://orcid.org/0000-0002-4507-2492